-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5k5t8rovGf2/i/OM/0LhffWPRyVluLARBMadiV2IMxPbVJiW8PHFBGSiBe9aIgS x+SBtX6B+W4fSDD1aLdQAg== 0001140361-09-028364.txt : 20091208 0001140361-09-028364.hdr.sgml : 20091208 20091208103550 ACCESSION NUMBER: 0001140361-09-028364 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PESSIN NORMAN H CENTRAL INDEX KEY: 0000923666 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: C/O LEVY, HARKINS & CO., INC. STREET 2: 366 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAMPSHIRE GROUP LTD CENTRAL INDEX KEY: 0000887150 STANDARD INDUSTRIAL CLASSIFICATION: KNIT OUTERWEAR MILLS [2253] IRS NUMBER: 060967107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-52783 FILM NUMBER: 091227794 BUSINESS ADDRESS: STREET 1: 1924 PEARMAN DAIRY ROAD STREET 2: PO BOX 2667 CITY: ANDERSON STATE: SC ZIP: 29625 BUSINESS PHONE: 8642311200 MAIL ADDRESS: STREET 1: 1924 PEARMAN DAIRY ROAD STREET 2: PO BOX 2667 CITY: ANDERSON STATE: SC ZIP: 29625 SC 13D 1 formsc13d.htm NORMAN H. PESSIN SC 13D 12-7-2009 formsc13d.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No.   )*

Hampshire Group, Limited
(Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
408859106
Cusip Number

Norman H. Pessin
366 Madison Avenue, 14th Floor
New York, NY  10017
212-661-2670

 
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
 
December 7, 2009
(Date of Event which Requires Filing of this Statement)
 


If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), ss. 240.13d-1(f) or ss. 240.13d-1(g), check the following box ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 

PAGE 2
CUSIP No. 408859106
Schedule 13D
 
 
 
1
NAME OF REPORTING PERSON
   
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
   
    1) SEP IRA FBO Norman H. Pessin xxx-xx-xxxx
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
   
    (a)  þ
 
3
SEC USE ONLY
     
 
4
SOURCE OF FUNDS
   
    PF
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
   £
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
   
    United States
NUMBER  OF SHARES
BENEFICALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
   
 
1) 398,000
8
SHARED VOTING POWER
   
9
SOLE DISPOSITIVE POWER
   
 
1) 398,000
10
SHARED DISPOSITIVE POWER
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
1) 398,000
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
   
£
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
     
1) 7.27%
 
14
TYPE OF REPORTING PERSON*
   
IN
 
 
 
 

 

PAGE 3
CUSIP No.  408859106
Schedule 13D

Item 1.  Security and Issuer

This Schedule 13D relates to the common stock, $    par value (the "Common Stock"), of Hampshire Group, Limited., (the "Issuer"), whose principal executive offices are located at 114 W. 41st Street, New York, New York 10036.

Item 2.  Identity and Background

This Schedule 13D is being filed by SEP F/B/O Norman H. Pessin
Certain information with respect to each Reporting Person is set forth below:


 
Name and Address:
 
1)
 
Norman H. Pessin
 
 
     
366 Madison Avenue,
 
 
     
14th Floor
 
 
     
New York, NY  10017
           
           
 
Principal Occupation:
 
1) Retired
           
           
 
Criminal convictions:
 
1) None
           
           
 
Civil proceedings:
 
1) None
           
           
 
Citizenship:
 
1) United States


Item 3.  Source and Amount of Funds or Other Consideration Item 4.  Purposes of the Transactions

The purpose of the acquisitions of securities is investment.
The Reporting Persons reserve the right to seek changes in the management of the issuer in the future or in its business.  No such plans currently exist.
 
Item 5.  Interest in Securities of the Issuer

SEP IRA F/B/O Norman H. Pessin owns 398,000 shares of common stock of the issuer, constituting 7.27% of the outstanding shares thereof.

 
 

 

PAGE 4
CUSIP No.  408859106

Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer

None.

Item 7.  Material to Be Filed as Exhibits

None.

Signatures

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


   
SEP IRA F/B/O Norman H.Pessin
 
       
       
 
By:
/s/ Norman H. Pessin
 
   
Norman H. Pessin
 


December 7, 2009
 
 

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